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Wiley Series 4 Exam Review 2014 + Test Bank the Registered Options Principal Qualification Examination
Wiley Series 4 Exam Review prepares candidates for the Registered Options Principal Qualification Examination, which tests an aspiring manager of a FINRA member firm?s options personnel and options accounts. The book addresses options investment strategies, supervision of sales activities and trading practices, supervision of employees, business conduct, and recordkeeping and reporting requirements. Candidates will gain access to an online test bank for each chapter and thorough preparation for the FINRA exam.
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- http://experiment.worldcat.org/entity/work/data/2219473899#Topic/business_&_economics_finance
- http://id.loc.gov/authorities/subjects/sh2010111900
- http://experiment.worldcat.org/entity/work/data/2219473899#Topic/commodity_exchanges_united_states
- http://experiment.worldcat.org/entity/work/data/2219473899#Topic/securities_united_states
- http://id.worldcat.org/fast/1204155
- http://id.worldcat.org/fast/1110743
- http://experiment.worldcat.org/entity/work/data/2219473899#Topic/stock_exchanges_united_states
- http://id.loc.gov/authorities/subjects/sh2008101305
- http://id.loc.gov/authorities/subjects/sh85128194
- http://id.worldcat.org/fast/869717
- http://id.worldcat.org/fast/1133564
http://schema.org/description
- "The go-to guide to acing the Series 4 Exam! The Registered Options Principal Qualification Examination (Series 4) was designed to test a candidate's knowledge of the rules and statutory provisions applicable to the supervisory management of a firm's options personnel and options accounts. After passing the exam, a registered person may supervise a FINRA member firm's options business and is qualified to oversee trades on all forms of options, from equity options to foreign currency options to options on government and mortgage-backed securities. The subject areas covered in the exam are: Optio."
- "Wiley Series 4 Exam Review prepares candidates for the Registered Options Principal Qualification Examination, which tests an aspiring manager of a FINRA member firm?s options personnel and options accounts. The book addresses options investment strategies, supervision of sales activities and trading practices, supervision of employees, business conduct, and recordkeeping and reporting requirements. Candidates will gain access to an online test bank for each chapter and thorough preparation for the FINRA exam."@en
http://schema.org/genre
- "Electronic books"
- "Electronic books"@en
http://schema.org/name
- "Wiley Series 4 Exam Review 2014 + Test Bank The Registered Options Principal Qualification Examination"
- "Wiley Series 4 Exam Review 2014 + Test Bank the Registered Options Principal Qualification Examination"@en