"United States. Securities and Exchange Commission." . . . . "Securities fraud." . . "United States." . . "Practice and procedure in handling an SEC investigation" . "Practice and procedure in handling an SEC investigation"@en . "Practice and procedure in handling an SEC investigation after Sarbanes-Oxley"@en . "Practice and procedure in handling an SEC investigation after Sarbanes-Oxley" . . "Practice and procedure in handling an SEC investigation in the Sarbanes-Oxley era" . . . "The SEC enforcement process : practice and procedure in handling an SEC investigation"@en . "The SEC enforcement process : practice and procedure in handling an SEC investigation" . "The SEC enforcement process : practice and procedure in handling an SEC investigation after Sarbanes-Oxley"@en . . . . . . . . . . . "Securities and Exchange Commission enforcement process"@en . "Securities and Exchange Commission enforcement process" . . . . . "The SEC enforcement process practice and procedure in handling an SEC investigation" . . "\"... discusses practice and procedure in handling both informal and formal investigations by the Securities and Exchange Commission's Division of Enforcement, including responding to subpoenas, producing documents, and testimony; when and whether companies should conduct internal investigations; the Wells process and settlement discussions; remedies; and consent decrees. This portfolio also examines related issues, including disclosure of an SEC investigation and issues arising out of parallel civil and criminal inquiries\"--Portfolio description sheet (p. iii)." . . . . . . "\"... discusses practice and procedure in handling both informal and formal investigations by the Securities and Exchange Commission's Division of Enforcement, including responding to subpoenas, producing documents, and testimony; when and whether companies should conduct internal investigations; the Wells process and settlement discussions; remedies; and consent decrees. This portfolio also examines related issues, including disclosure of an SEC investigation and issues arising out of parallel civil and criminal inquiries.\"" . . . . . . "Securities fraud United States." . . "Bureau of National Affairs (Arlington, Va.)" . . "Securities." . . "Securities United States." . .