Linked Data Explorerhttp://worldcat.org/entity/work/id/437838662
The SEC enforcement process : practice and procedure in handling an SEC investigation
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http://schema.org/about
- http://id.loc.gov/authorities/subjects/sh2010111900
- http://id.loc.gov/authorities/names/n78088948
- http://id.worldcat.org/fast/1110802
- http://experiment.worldcat.org/entity/work/data/437838662#Topic/securities
- http://id.worldcat.org/fast/1204155
- http://experiment.worldcat.org/entity/work/data/437838662#Topic/securities_fraud
- http://viaf.org/viaf/134827744
- http://id.worldcat.org/fast/528527
- http://id.loc.gov/authorities/subjects/sh2008111445
- http://experiment.worldcat.org/entity/work/data/437838662#Topic/securities_united_states
- http://id.worldcat.org/fast/1110743
- http://experiment.worldcat.org/entity/work/data/437838662#Place/united_states
- http://experiment.worldcat.org/entity/work/data/437838662#Topic/securities_fraud_united_states
- http://experiment.worldcat.org/entity/work/data/437838662#Organization/united_states_securities_and_exchange_commission
http://schema.org/alternateName
- "Practice and procedure in handling an SEC investigation"
- "Practice and procedure in handling an SEC investigation"@en
- "Practice and procedure in handling an SEC investigation after Sarbanes-Oxley"@en
- "Practice and procedure in handling an SEC investigation after Sarbanes-Oxley"
- "Practice and procedure in handling an SEC investigation in the Sarbanes-Oxley era"
- "Securities and Exchange Commission enforcement process"@en
- "Securities and Exchange Commission enforcement process"
http://schema.org/description
- ""... discusses practice and procedure in handling both informal and formal investigations by the Securities and Exchange Commission's Division of Enforcement, including responding to subpoenas, producing documents, and testimony; when and whether companies should conduct internal investigations; the Wells process and settlement discussions; remedies; and consent decrees. This portfolio also examines related issues, including disclosure of an SEC investigation and issues arising out of parallel civil and criminal inquiries"--Portfolio description sheet (p. iii)."
- ""... discusses practice and procedure in handling both informal and formal investigations by the Securities and Exchange Commission's Division of Enforcement, including responding to subpoenas, producing documents, and testimony; when and whether companies should conduct internal investigations; the Wells process and settlement discussions; remedies; and consent decrees. This portfolio also examines related issues, including disclosure of an SEC investigation and issues arising out of parallel civil and criminal inquiries.""
http://schema.org/name
- "The SEC enforcement process : practice and procedure in handling an SEC investigation"
- "The SEC enforcement process : practice and procedure in handling an SEC investigation"@en
- "The SEC enforcement process : practice and procedure in handling an SEC investigation after Sarbanes-Oxley"@en
- "The SEC enforcement process practice and procedure in handling an SEC investigation"